| Tough and True Talk From SEC 2 days ago by Neal Lipschutz As distressing as some of the enforcement ‘misses’ by the Securities and Exchange Commission have been (read Madoff), it’s even more distressing to contemplate the semingly bottomless well of malfeasance in the securities industry. The details of the latest insider trading charges revealed Thursday ... Randomly Noted - randomnotes.newswires-americas.com · Rank: 53,752 ·  14 references |
| Former Jeffries Money Manager Indicted for Insider Trading 2 days ago by Securities Docket Joseph Contorinis, a former money manager for the Jefferies Paragon Fund, was indicted today by a federal grand jury on fraud charges related to an alleged $7 million insider trading ring, Bloomberg reports. As previously discussed here, federal prosecutors in New York initially charged four people, ... Securities Docket - securitiesdocket.com · Rank: 50,061 · 79 references |
| Grmovsek to Receive 39 Month Sentence for Insider Trading Scheme 2 days ago by Securities Docket Stan Grmovsek, the former Canadian stock trader who worked with former Dorsey & Whitney law partner Gil Cornblum to make nearly $10 million through insider trading, will be sentenced to 39 months in jail by an Ontario court. Bloomberg reports that today, an Ontario judge delayed imposing the sentenc ... Securities Docket - securitiesdocket.com · Rank: 50,061 · 79 references |
| Khuzami: 2009 SEC Quote of the Year 2 days ago by Securities Docket It is still only November, but here is your leader in the clubhouse for 2009 SEC Quote of the Year (it comes from Enforcement Director Rob Khuzami): “There should be a moment — hopefully before you’re holding a bag of cash delivered to you by somebody codenamed ‘the Octopussy’ — that causes anyone i ... Securities Docket - securitiesdocket.com · Rank: 50,061 · 79 references |
| Credit Suisse Brazilian Insider Trading Case Settled 2 days ago by Ainsley Brown By: Ainsley Brown Credit Suisse has agreed to settle allegations of insider trading in Brazil for R$19.2 million. The fine is the second largest, after the Banco Safra case of 2007, levied on a company by the Securities and Exchange Commission of Brazil – Commissão de Valores Mobiliários (CVM). The ... Commercial Law International - commerciallawinternational.com · Rank: 160,405 · 4 references |
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